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Ly K. NguyenDirector / Operations and TradingMs. Nguyen joined Morgan Dempsey on May 1st, 2013. Prior to joining the firm, Ly was the Chief Compliance Officer and Head of Operations at 1492 Capital Management. Along with her compliance duties, she conducted account reconciliations, portfolio accounting and investment performance reporting. At Pavlic Investment Advisors, she devoted time between large cap US companies and research of the Vietnamese market place. While completing her M.B.A. degree at Marquette University, Ly worked as the International Business Programs graduate assistant, overseeing study abroad programs for over 150 students. Ly is a native of Hanoi, Vietnam and speaks French and Vietnamese fluently. Ly’s has responsibility at Morgan Dempsey for the firm’s overall portfolio accounting and trading operations, and as the primary trader for the Small/Micro Cap Value team. Vice President / Trading and Operations Morgan Dempsey Capital Management May 2013 – present
Chief Compliance Officer / Head of Operations
Research Analyst
Marquette University |